AVP/VP/SVP BSA/AML/OFAC Compliance Auditor (Team Lead)

New York, NY | Direct Hire

Post Date: 03/07/2016 Job ID: 11215 Industry: AML Transaction Analyst, Auditor, Auditor Senior, BSA ANALYST, Compliance Officer, OFAC Analyst

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AVP/VP/SVP BSA/AML/OFAC Compliance Auditor (Team Lead)

(Expanding Foreign bank in Manhattan)

The Senior Auditor will be responsible for the oversight, design and execution of audit coverage for the US AML program consisting of the Bank Secrecy Act, AML, OFAC and related regulatory requirements (“ AML program”) and the compliance program.

The coverage responsibilities include the planning, designing, executing and supervising the audit coverage strategy of the AML and compliance program as well as influence the execution of other audits with AML and compliance related risks.

The auditor will be responsible for ensuring that action plans are adequately addressed and directing and/or performing internal audit issue tracking and risk-based validation of issues specific to the AML and compliance programs.

S/he will be responsible for designing and ensuring the implementation of continuous monitoring of AML and compliance risks  and recommending improvements for departmental improvements.

We are looking for someone with at least 10 years of work experience in a control, risk, compliance or audit role at large banking organizations or regulatory experience in a senior management role in compliance or AML.

S/he should have a Bachelor’ s degree in a relevant major, with a Master’ s degree a plus. The ideal candidate  should have an ability to build rapport with internal stakeholders and examiners and have excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management. The candidate should have experience  in ensuring documentary sufficiency of analytical procedures to support audit standards and bank regulatory expectations and be a proven  manager with an established track record of overseeing and executing multiple deliverables.

S/he should have experience establishing and meeting goals, tracking and driving optimization opportunities, and presenting progress.  The candidate should have a capability and willingness to develop staff on technical and soft skills, specific experience using computer assisted auditing tools to improve sampling and test audit assertions  and experience as a bank examiner, auditor, consultant or compliance professional with a deep understanding of BSA, AML, and OFAC. CAMs certification or audit certification required. Bilingual Chinese abilities are a plus.


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Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.

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