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S/VP Regulatory Affairs

New York, NY 10018 | Direct Hire

Post Date: 05/23/2017 Job ID: 11853 Industry: Compliance Specialist, Risk Manager

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S/VP Regulatory Affairs Team Lead

This team lead role, sitting in the Legal and Compliance Department, will be responsible for the Bank’ s regulatory remediation, regulatory communication, and policies and procedures governance. S/he will oversee regulatory remediation, from daily operations, to providing recommendations and identifying potential issues. S/he will communicate with regulators regarding ongoing regulatory issues, collect relevant information for different teams and projects as well as writing regulatory reports. S/he will also act as a bridge between the regulators and the bank’ s senior management, and report to the management with the most accurate and effective information. We are looking for someone with:

We are looking for someone who has:

1. 15+ years’ experience in a compliance leadership role
2. Subject matter expert who has experience in handling, managing and driving regulatory interface, and interacting with regulators 
3. Solid experience in overseeing regulatory response and quality assurance
4. Solid experience in managing and executing regulatory remediation efforts, enforcement actions, and project management 
5. Solid knowledge of BSA/AML and OFAC compliance highly preferred, but does not have to be solely focus on BSA/AML/OFAC
6. Strong abilities to design and implement regulatory affairs programs
7. Strong abilities to lead, drive, and effectively communicate in a challenging environment
8. Legal background as well as federal/state government banking agencies (OCC, Fed, FDIC, etc.) working experience a big plus
9. Bachelor’ s degree or above

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Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.

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