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AML Analyst (Perm)

NY, NY 10005 | Direct Hire

Post Date: 04/24/2018 Job ID: 12313 Industry: AML Transaction Analyst

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AML COMPLIANCE OFFICER (AML ANALYST)

 

 

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Primary functions:

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q? Review AML alerts as assigned by Compliance Manager/Assistant Compliance Manager.

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q? Investigate cases, submit RFIs, draft SARs, as assigned by a Compliance Manager or designee.

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q? Under the guidance of Compliance Manager/Assistance Compliance Manager strive to achieve Subject Matter Expertise in all applicable areas of BSA/AML/PATRIOT ACT, as pertains to the operation of NY Branch, while extending best effort to mitigate BSA/AML risks associated with Branch operations, as well as with operations of correspondent financial institutions.

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q? Adhere to various regulations and guidelines that are issued by local and national BSA/AML regulatory authorities (FED and NYSDFS).

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q? Study new and revised AML guidelines that are issued by domestic / international non-regulatory agencies such as FATF, Basel, Wolfsburg etc; liaise with IBG-Compliance and execute/implement the requirements according to the decision at HO and after the approval of AML Committee.

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q? Adhere to banks Standard Operating Procedures (SOP), other applicable HO guidelines / procedures at branch level, in support of TM Compliance Manager and in liaison with IBG Compliance.

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q? Support branch operations by providing compliance solutions to regulatory requirements and intervene where necessary to stop a transaction / process / business proposal and seek TM Compliance Manager? s guidance, when required by SOP.

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q? Pro-actively escalate critical issues (compliance/regulatory) to TM Compliance Manager,? Branch Management / AML Committee and IBG? Compliance.

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q? Being prepared to perform the function of TM Assistance Compliance Manager in his/her absence.

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q? Under the guidance of TM Compliance Manager, responsible for initiating money laundering related investigations and writing quality investigative narratives and Suspicious Activity Reports (SAR) to the regulatory authorities, when approved by AML Committee, at the direction of TM Compliance Manager,.

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q? Conduct special investigation on the request from TM Compliance Manager, Deputy MLRO or MLRO.

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q? When assigned by TM Compliance Manager, ensure that all statutory reports and/or request for information received from regulators are handled in timely manner.

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q? Conduct? fraud investigations, as assigned by TM Compliance Manager.

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q? Perform additional tasks / Conduct Compliance related investigations as assigned by management, identifying any issues / concerns and report findings/recommendations for corrective action as required.

 


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Matt Eidlen
VP

Matthew Eidlen has more than 10 years of recruitment and temporary staffing experience. He is a graduate of The College of Staten Island/City University of New York with a major in Economics and Marketing. He has developed an expertise in recruiting talent in the areas of compliance, mortgage services, litigation support, and all areas of operations and risk. He provides both temporary and direct hire recruitment services. He provides temporary staffing and permanent recruiting services to our expanding client base.

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