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S/VP Regulatory Affairs

New York, NY 10018 | Direct Hire

Post Date: 05/23/2017 Job ID: 11853 Industry: Compliance Specialist, Risk Manager

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S/VP – Regulatory Affairs 

Regulatory Affairs S/VP (Team Lead)
The incumbent will oversee all policies and procedures, regulatory communication and regulatory tracking. S/he will communicate with regulators regarding ongoing regulatory issues, collect relevant information for different teams and projects as well as writing regulatory reports.

Main responsibilities will include regulatory remediation oversight, communication with regulators and executive management as well as policy and procedure oversight. The team lead will oversee regulatory remediation, from daily operations, to providing recommendations and identifying potential issues. S/he will act as a bridge between the regulators and the bank and report to management with the most up to
date information. S/he must ensure effective, efficient and accurate communication between all bodies.
We are looking for someone with at least 5-7 years of experience with in-depth knowledge of banking regulatory requirements, compliance practice and compliance risk management. Comprehensive knowledge of BSA/AML and OFAC related regulations are required. CAMs preferred. 
  top 3 requirements are: 1) Solid knowledge & experience of BSA/AML and OFAC compliance a must, 2) Federal/state government banking agencies (OCC, Fed, FDIC, etc.) working experience a big plus, 3) Big four working experience with exposure to regulatory remediation efforts project a big plus.


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Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.

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