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Volcker Rule Compliance Consultant

New York, NY 10018 | Temporary

Post Date: 05/17/2018 Job ID: 12351 Industry: Compliance Specialist

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Volcker Rule Compliance Consultant

(Located in Manhattan, Anticipated length is 3 months)

We are looking for 1 short-term consultant to assist our Volcker Rule  project in our legal and compliance department.

Job Description:

We are looking for an individual with Bachelor’ s degree or above who has 15+ years’ relevant experience, s/he must have compliance experiece implementing Volcker Rule compliance programs, including risk control matrices, and policy development. Current or previous Series 7 Certification is highly desired.

 

The responsiblities inlcude but not limited to:

 
  • Review the Volcker Rule Risk Control Matrix (“ RCM”) to confirm and amend as necessary so that it properly identifies risks and corresponding controls.
  • Develop a procedure/guideline to support the annual review of the RCM
  • Review Volcker Rule Policy and recommend changes as necessary
  • Review framework for determing employees to be sibject to Volcker rule training.
  • Prepare presentation materials for the Volcker Rule Committee to address prosposed changes.
  • Review recommended drafts with the acting CCO and the Head of CMTG(Compliance Monitoring & Testing Group), and will incorporate their recommended changes.

 


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Franca Diona
VP

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.

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