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Compliance Officer

New York, NY 10019 US

Posted: 01/20/19 Employment Type: Direct Hire Industry: COMPLIANCE, Compliance Officer Job Number: 12608
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Compliance Officer
(located in Manhattan with an expanding foreign bank)
Assist HEAD OF COMPLIANCE in ensuring compliance to all relevant rules and regulations of both Head Office and US
Assist the Head of Compliance to develop and maintain established
compliance policies and procedures to enforce regulatory compliance by the US Agencies
Compile compliance checklists in conjunction with head office
Regulatory Compliance Unit requirements
Provide update to the tracking of audit and examination issues and to
ensure that they are promptly followed up and resolved
Ensure satisfactory ratings for internal audit and regulatory examination.
Keep management posted of new regulations affecting operations

3-5 years experience

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Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.
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