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Regulatory Affairs Consultant

New York, NY 10018 US

Posted: 12/14/18 Employment Type: Temporary Industry: COMPLIANCE, Compliance Specialist Job Number: 12563
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Regulatory Affairs Consultant  

(located in Manhattan, duration: 6 months)

Job Responsibilities


·      Tracking all new regulator requests received from regulators;

·         Assigning the requests to the appropriate owner for providing the information back to Regulatory Affairs for consolidation with other responses before submission to the regulators;

·         Following up on requests from the Line of Business for information received by the regulators, so that responses do not become “past due”;

·         Providing clear, concise written responses back to the regulators within the target due date;

·         Tracking all requests via the Regulatory Affairs database and produce MI reporting as needed, for Senior Management;

·         Attend applicable meetings to provide a status to Committee members regarding the request received from the regulators and ensuring the information is provided back to the regulators, timely.

Job Requirements

·         Detailed and organized candidate is required. 

·         Prior work experience in Regulatory Affairs is required. 

·         Ability to multi-task and communicate effectively with key stakeholders in the business and ability to effectively communicate with regulators. 

·         Strong skills in Word, Excel and PowerPoint is required. 

·         Ability to escalate key issues with respect to regulatory requests, as they become known to senior management.

·         Years of Relevant Experience Required:    5+ Years

·         Education Requirements:   4 Year College Degree (BS or BA) or Graduate Degree

·         Other Relevant Requirements:   Proficiency in Word, Excel and PowerPoint

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Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.
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