Search Positions

VP Compliance Officer (Banking)

New York, NY 10038 US

Posted: 01/20/19 Employment Type: Direct Hire Industry: COMPLIANCE, Compliance Officer Job Number: 12470

Chat with me now! -

VP Compliance Officer (Banking)

(located in Manhattan with an expanding foreign bank)
  1. Ensure compliance to all relevant rules and regulations of both Head Office and US
  2. Develop and maintain established compliance policies and procedures to enforce regulatory compliance by the US Agencies
  3. Provide periodic staff training
  4. Compile compliance checklists in conjunction with head office Regulatory Compliance Unit requirements
  5. Disseminate home office regulatory requirements to staff upon receipt from Head Office Risk Compliance
  6. Test and monitor transactions on a daily and periodic basis
  7. Provide update to the tracking of audit and examination issues and to ensure that they are promptly followed up and resolved
  8. Ensure satisfactory ratings for internal audit and regulatory examination.
  9. Keep management posted of new regulations affecting operations of NYA and LAA
  10. GLBA review on critical vendors’ compliance to US regulators’ customer privacy and data security requirements.  Perform third party vendor analysis.
  11. FATCA maintenance and reporting.


Chat with me now! -


Franca Diona

Franca Diona has over 15 years of recruitment experience. She is a graduate of Iona College with a Bachelor of Arts specializing in public relations. She started her career in the music business working for major radio stations in the tri-state area. She furthered her career promoting the world-renowned musician Debbie Gibson. She utilized her skills expanding into the financial industry as a recruiter. Being a part of Adams Consulting Group has allowed Franca to broaden her craft by setting goals and striving to achieve them. She remains energetic and enthusiastic about getting the job done at ACG.
31 people have applied to this job Chat With A Recruiter

Send an email reminder to:

Share This Job:

Related Jobs:

Login to save this search and get notified of similar positions.